Understanding PKI and How Cryptographic
Smart Cards Protect PKI Investments

Since President Clinton's signing of the Electronic Signatures in Global and National Commerce Act into U.S. law on June 30, many have speculated about how organizations will use digital signature technology in the near future, and when there will be widespread adoption of the technology in the business-to-business e-commerce market. Frost & Sullivan Research reported in August that this legislation positions the U.S. digital certificate markets for tremendous growth over the next five to 10 years.

Because of the sheer size of the market (GartnerGroup says business to business (B2B) Internet commerce will grow from $145 billion in 1999 to $7 trillion by the year 2004), and the nature and value of B2B communications and transactions, the demand for strong digital identification - or identity certainty - is becoming a primary focus for organizations.

Without a doubt, the electronic signatures law will continue to prompt new online business and commerce opportunities. However, the bottom line remains: Confidential business cannot be conducted electronically without attention to security. There is a confirmed need for strong digital identification and network security, and as a result, many large organizations are adopting public key infrastructure (PKI) technology and interoperable cryptographic smart cards to store and protect the digital identities of their employees. To put the demand for PKI into perspective, Aberdeen Group says that 98% of the Global 2000 enterprises will be using PKI before 2003, and that 48% of Global 2000 enterprises are using or piloting PKI at this time.

Understanding PKI

Often referred to by industry experts as a "killer app" - or the ultimate means for securing e-commerce - PKI is the set of policies, technology, and functions required to provide public key encryption and digital certificates, including key and certificate management, issuance, and revocation; certificate authority policies and functions; key backup; time stamping services; and directory services for certificate storage and retrieval. Ultimately, a PKI enables users of public and private networks to exchange confidential business information and complete transactions privately and securely.

Addressing the need for user identification

The foundation of a PKI are public and private key pairs for encryption and digital signatures, which can be obtained and shared through a certificate authority, operated by a trusted party. Certificate authority products are available from companies such as AlphaTrust, Baltimore Technologies, Digital Signature Trust Co., Entrust Technologies, RSA Technologies, VeriSign, and Xcert International. The key pair can be used to encrypt and decrypt communications and transactions between two parties. The public key is made available as part of a digital certificate in a public directory, while the private key is used only by the owner and never disclosed to others.

By digitally signing a transaction, document or communication with your private key, recipients can authenticate you as the sender by using your public key to verify the signature. By authenticating one another's identities, those involved in a transaction can communicate with confidence because they are fully aware with whom they are doing business.

Because there are so many risks associated with the disclosure of private keys used for digital signatures, most experts recommend that users protect their private key like they would their passport, never backing it up or storing it on a computer hard drive. If a private signing key does get into the hands of an unauthorized third party, he or she can use the key to generate digital signatures to forge documents or access private corporate networks and restricted Web sites based on the owner's access privileges. This need to readily use your private key while not risking its disclosure by storing or using it on a desktop or server computer creates a dilemma for users and administrators.

Enter cryptographic smart cards

Cryptographic smart cards feature a microprocessor with special circuitry to quickly perform complex mathematical calculations and enough memory to store multiple digital credentials within a PKI environment. In addition to holding digital credentials to identify and authenticate users, cryptographic smart cards can generate and perform all digital signature and encryption functions right on the card. Having the ability to generate and store private keys directly on the card means the keys are never present in vulnerable desktop and server computer systems, where they could be accessed or stolen.

Working with the National Institute of Standards and Technology (NIST), Datakey pioneered cryptographic PKI smart cards almost a decade ago, delivering the first cryptographic smart card used for digital signatures in 1991. Fundamentally, cryptographic PKI smart cards protect the digital identity of an individual and allow him or her to use the digital certificate and keys to encrypt and sign electronic communications, such as electronic mail and legal documents, or to authenticate to a virtual private network (VPN) or private Internet site.

Using cryptographic smart cards to protect PKI investments

According to Frost & Sullivan's latest research on the smart card market, participants in the research shipped 14.1 million units in 1999. By the end of the forecast period, 2006, the number of units shipped is projected to rise to 114.7 million. The report goes on to say that the network security segment of the market is projected to make up nearly half of all units shipped by 2006.

Increasingly, U.S.-based companies are evaluating cryptographic smart cards because of the high level of security, portability, and simple deployment they provide when used in a PKI environment. The growth of the PKI market, coupled with the maturation of PKI vendors' software, is making it easier and less expensive for companies to use public key cryptography to secure their applications, including electronic mail and remote access.

During the past few years, the cost of deploying cryptographic smart cards has declined, while the technological advances have been substantial. Datakey's cryptographic PKI smart cards, for example, feature 32K of EEPROM space for storing multiple digital certificates, user data, and application programs. Having this amount of memory means users can store larger and greater numbers of digital certificates on the card and add applications onto the card for enhanced functionality. The ability to use multiple algorithms, such as RSA, DSA, DES, and elliptic curve, directly on the card gives organizations the flexibility to choose the encryption algorithm that best meets their individual needs.

The long and short of PKI

U.K.-based market research company Datamonitor PLC believes the PKI market is poised for explosive growth. In March of this year, it reported that total PKI revenues will reach $3.5 billion by 2003, up from revenues of $641 million in 1999. Datamonitor's reasoning: The Internet has spawned e-commerce, and as e-commerce grows, so, too will the need for security.

With the tremendous growth in B2B e-commerce, companies are making network security - and strong digital identification, in particular - their primary focus. They are investing in PKI to secure their e-commerce transactions and B2B and intra-company communications. Along with the use of PKI and digital signatures as the security foundation comes the need to protect every employee's digital ID or certificate.

Cryptographic smart card-based solutions not only protect a user's digital identity by locking it up on a smart card and performing all security-critical functions on the card, but they protect an organization's PKI investment. Using cryptographic smart cards in conjunction with PKI is the only way to ensure that transactions are secure and verified - and that an individual's digital identity cannot be used without his or her knowledge.


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